Securities Industry and Financial Markets Association

Results: 602



#Item
341Systemic risk / Stock market / 111th United States Congress / Dodd–Frank Wall Street Reform and Consumer Protection Act / Late-2000s financial crisis / Presidency of Barack Obama / Securities Industry and Financial Markets Association / Commodity Futures Trading Commission / Derivative / Financial economics / Finance / Investment

Statement for the Record by The Honorable Kenneth E. Bentsen, Jr. on behalf of the Securities Industry and Financial Markets Association before the House Committee on Agriculture United States House of Representatives

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Source URL: agriculture.house.gov

Language: English - Date: 2013-03-14 07:54:54
342Economics / Stock market / Bonds / Securities / Securities Industry and Financial Markets Association / Bill Lockyer / Municipal bond / Financial services / Financial economics / Financial markets / Investment

FOR IMMEDIATE RELEASE February 1, 2011 Contact: Tom Dresslar[removed]Treasurer Lockyer Seeks Return of Taxpayer Money Used to Fund Wall Street Lobby Groups; Bans Further Payments from

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Source URL: www.treasurer.ca.gov

Language: English - Date: 2014-08-03 12:51:36
343Economics / Stock market / Financial markets / Bonds / Securities Industry and Financial Markets Association / Municipal bond / Underwriting / Financial economics / Investment / Securities

Financial Industry Regulatory Authority

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Source URL: www.treasurer.ca.gov

Language: English - Date: 2014-08-03 12:51:43
344Financial markets / Stock market / Financial services / Fixed income market / United States securities law / Broker-dealer / Prime brokerage / Securities Industry and Financial Markets Association / Financial Industry Regulatory Authority / Financial economics / Investment / Financial system

Mr. David S. Shillman Associate Director Division of Trading and Markets Securities and Exchange Commission 100 F Street, NE Washington, D.C[removed]

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Source URL: www.sec.gov

Language: English - Date: 2012-03-30 15:10:47
345Finance / Investment banks / Securities Industry and Financial Markets Association / Goldman Sachs / Davis Polk & Wardwell / Morgan Stanley / UBS / Citigroup / Investment / Financial economics / Primary dealers

Microsoft Word - Staff Meeting with SIFMA.doc

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Source URL: www.sec.gov

Language: English - Date: 2010-10-22 14:34:46
346Stock market / Financial markets / Bonds / Securities / Securities Industry and Financial Markets Association / Regulation NMS / Options Clearing Corporation / Flash trading / Goldman Sachs / Financial economics / Investment / Finance

Microsoft Word - Memo re SIFMA Meeting

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Source URL: www.sec.gov

Language: English - Date: 2010-08-02 14:50:39
347

Donald D. Kittell Chief Financial Officer Securities Industry and Financial Markets Association Donald D. Kittell is Chief Financial Officer of the Securities Industry and Financial Markets Association (SIFMA). He was pr

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Source URL: www.sec.gov

- Date: 2007-05-24 15:10:26
    348Finance / Municipal Securities Rulemaking Board / United States securities law / Bonds / Securities Act / Rulemaking / Underwriting / Securities Industry and Financial Markets Association / Tower Amendment / Financial economics / Securities / Financial system

    MSRB/SIFMA MUNICIPAL SECURITIES REGULATION SEMINAR SIFMA Headquarters, New York, NY Monday, September 26, 2011

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    Source URL: www.msrb.org

    Language: English - Date: 2011-09-27 12:19:31
    349Finance / United States securities law / Financial markets / Stock market / NYSE Arca / Securities Exchange Act / New York Stock Exchange / U.S. Securities and Exchange Commission / Dodd–Frank Wall Street Reform and Consumer Protection Act / Financial economics / Financial system / United States Securities and Exchange Commission

    Securities Industry and Financial Markets Association

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    Source URL: www.sec.gov.

    Language: English - Date: 2014-05-16 17:55:37
    350Law / Legal entities / Financial economics / Corporations law / Equity securities / Securities Industry and Financial Markets Association / Corporation / The Hershey Company / Stock / Business / Types of business entity / Business law

    What is a Company? Suggested Grade & Mastery Level Middle School - all levels Suggested Time 50 minutes

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    Source URL: www.econed-il.org

    Language: English - Date: 2013-06-18 17:31:55
    UPDATE